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UKLR 18.4 Disclosures

UKLR 18.4.1R

1An issuer must submit to the FCA a copy of any document required by UKLR 18.4.2R to UKLR 18.4.4R at the same time as the document is issued, by uploading it to the national storage mechanism.

UKLR 18.4.2R

An issuer must notify a RIS of all notices to holders of listed securitised derivatives no later than the date of despatch or publication.

Underlying instruments

UKLR 18.4.3R

An issuer must notify a RIS of any adjustment or modification it makes to the securitised derivative as a result of any change in or to the underlying instrument, including details of the underlying event that necessitated the adjustment or modification.

Suspension of listing

UKLR 18.4.4R

An issuer must inform the FCA immediately if it becomes aware that an underlying instrument that is listed or traded outside the United Kingdom has been suspended.