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UKLR 17.1 Application

UKLR 17.1.1R

1This chapter applies to an issuer of any of the following types of securities:

  1. (1)

    debt securities;

  2. (2)

    asset backed securities;

  3. (3)

    certificates representing debt securities; and

  4. (4)

    specialist securities of the following types:

    1. (a)

      convertible securities which convert to debt securities;

    2. (b)

      convertible securities which convert to equity securities;

    3. (c)

      convertible securities which are exchangeable for securities of another company; and

    4. (d)

      preference shares.

UKLR 17.1.2G

1An issuer, as described in UKLR 17.1.1R, includes:

  1. (1)

    a state monopoly;

  2. (2)

    a state finance organisation;

  3. (3)

    a statutory body; and

  4. (4)

    an OECD state guaranteed issuer.

UKLR 17.1.3G

1A state, a regional or local authority or a public international body with listed debt securities should see UKLR 17.3 for its continuing obligations.