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You are viewing the version of the document as on 2024-10-04.

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    2024-10-04

UKLR 16.1 Application

UKLR 16.1.1R
  1. (1)

    1This chapter applies to a company with, or applying for, a listing of:

    1. (a)

      non-equity shares; and

    2. (b)

      non-voting equity shares.

  2. (2)

    Paragraph (1) does not include:

    1. (a)

      non-voting equity shares issued by a company that is a closed-ended investment fund unless it has a listing of equity shares in the closed-ended investment funds category;

    2. (b)

      non-voting equity shares issued by an open-ended investment company;

    3. (c)

      non-equity shares and non-voting equity shares issued by a company that is an investment entity but not a closed-ended investment fund or an open-ended investment company; and

    4. (d)

      preference shares that are specialist securities.