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UKLR 11.3 Listing applications and procedures

Sponsors

UKLR 11.3.1G

1An applicant that is seeking admission of its equity shares is required to retain a sponsor in accordance with UKLR 4 (Sponsors: responsibilities of issuers) on each occasion that it is required to submit to the FCA any of the documents listed in UKLR 4.2.1R(1).

Multi-class fund or umbrella fund

UKLR 11.3.2R

1An application for the listing of securities of a multi-class fund or umbrella fund must provide details of the various classes or designations of securities intended to be issued by the applicant.