TC Sch 5 Rights of action for damages

TC Sch 5.1G01/04/2013

The table below sets out the rules in TC contravention of which by an authorised person may be actionable under section 138D of the Act (Actions for damages) by a person who suffers loss as a result of the contravention.1

TC Sch 5.2G01/04/2013

If a "Yes" appears in the column headed "For private person?", the rule may be actionable by a "private person" under section 138D (or, in certain circumstances, his fiduciary or representative). A "Yes" in the column headed "Removed" indicates that the FCA has removed the right of action under section 138D(3) of the Act. If so, a reference to the rule in which it is removed is also given.

TC Sch 5.3G01/12/2004

The column headed "For other person?" indicates whether the rule is actionable by a person other than a private person (or his fiduciary or representative). If so, an indication of the type of person by whom the rule is actionable is given.

TC Sch 5.4G01/04/2013

Table: Actions for damages: Training and Competence sourcebook

			Right of action under section 138D
Chapter/Appendix	Section/Annex	Paragraph	For private person	Removed	For other person
Rules in TC 1 1			No	Yes TC 1.2.1 R1 1	No

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TC Sch 5 Rights of action for damages

Table: Actions for damages: Training and Competence sourcebook