TC App 8.1 Professional Standards Data Submission Form

1 Retail Investment Adviser - Professional Standards Data Submission Form

(all fields are mandatory)

Firm details

Firm Name

Firm Reference Number (FRN)

Person submitting form

Name

Individual Reference Number (IRN) (where applicable)

Position in firm

Contact telephone number

Contact email address

Date of submission

Retail Investment Advisers

Column 1

Column 2

Column 3

Column 4

Column 5

Name

Individual Reference Number (IRN)

Qualification Status (part or fully qualified)

Accredited Body

Date adviser began activity of a retail investment adviser