TC App 3.1 Circumstances in which TC does not apply1
TC App 3.1.1RP
1Type of firm/activity |
Application |
This sourcebook does not apply where responsibility for any matter it covers is reserved by a European Community instrument to the firm's Home State regulator |
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This sourcebook does not apply where responsibility for any matter it covers is reserved by a European Community instrument to the firm's Home State regulator |
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This sourcebook only applies where it is relevant to the manner in which a firm communicates or approves a financial promotion |
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TC does not apply with respect to its non-mainstream regulated activities (see PROF 5.2) |
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TC does not apply to an incoming ECA provider acting as such. |