TC 2.1 - Rule-making and Amending Instruments
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FCA 2022/21: Training and Competence Sourcebook (Amendment No 10) Instrument 2022
Chapter: TC
Effective Date: 27th May 2022
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FCA 2021/42: Funeral Plans (No. 2) Instrument 2021
Chapter: Glossary, TC, COMP, SYSC, PERG, FPCOB, PROD
Effective Date: 5th November 2021
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FCA 2021/26: Funeral Plans Instrument 2021
Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD
Effective Date: 5th July 2021
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FCA 2021/20: Training and Competence Sourcebook (Amendment No 9) Instrument 2021
Chapter: TC
Effective Date: 25th June 2021
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FCA 2020/15: Listing Rules (Disclosure of Rights of Securities) Instrument 2020
Chapter: Glossary, TC, COBS, PERG, PROD
Effective Date: 6th April 2020
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FCA 2018/47: Conduct of Business Sourcebook (Pension Transfers) (No 2) Instrument 2018
Chapter: TC, PERG, COBS
Effective Date: 4th October 2018
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FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018
Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON
Effective Date: 28th September 2018
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FCA 2017/67: Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) Instrument 2017
Chapter: Glossary, TC, SUP, COMP, DISP, COBS, RPPD, ICOBS, COLL, PERG
Effective Date: 8th December 2017
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FCA 2016/25: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL
Effective Date: 21st March 2016
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FOS 2016/6: Peer-to-Peer Lending Instrument 2016
Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC
Effective Date: 21st March 2016
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FCA 2016/1: Individual Accountability (Extension of Scope) and Whistleblowing (Amendment) Instrument 2016
Chapter: Glossary, TC, SYSC, IFPRU, COCON
Effective Date: 4th February 2016
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FCA 2015/60: Mortgage Credit Directive (Amendment No 2) Instrument 2015
Chapter: Glossary, MCOB, TC, SUP, CONC, PERG
Effective Date: 4th December 2015
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FCA 2015/43: Individual Accountability (Solvency II and Consequentials) Instrument
Chapter: Glossary, SYSC, COND, APER, TC, GEN, COCON, MIPRU, CASS, SUP, DISP, CONC, FIT, BENCH, FC, PERG
Effective Date: 13th August 2015
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FCA 2015/18: Mortgage Credit Directive Instrument 2015
Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD
Effective Date: 25th March 2015
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FCA 2013/31 PRA2013/18: Legal Cutover (FCA and PRA Handbook Miscellaneous Amendments No 2) Instrument 2013
Chapter: SYSC, FIT, TC, GEN, BIPRU, MIPRU, IPRU-FSOC, IPRU-INV, COBS, CASS, SUP, DISP, CREDS, PROF, EMPS, OMPS, SERV, PERG
Effective Date: 19th March 2013
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FSA 2011/50: Training and Competence Sourcebook (Accredited Bodies and Qualifications Amendments No 2) Instrument 2011
Chapter: Glossary, TC
Effective Date: 22nd September 2011
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FSA 2011/5: Retail Distribution Review (Training and Competence) Instrument 2011
Chapter: Glossary, TC, FEES, SUP
Effective Date: 19th January 2011
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FSA 2010/65: Training and Competence Sourcebook (Qualification Requirements and Time Limits) Instrument 2010
Chapter: SYSC, APER, TC, SUP
Effective Date: 16th December 2010
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2007/43: Training and Competence Sourcebook (Amendment No 7) Instrument 2007
Chapter: Glossary, SYSC, MIPRU, ICOB, MCOB, TC, SUP, ELM, PROF
Effective Date: 26th July 2007
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FSA 2007/19: Handbook Administration (No 5) Instrument 2007
Chapter: Glossary, SYSC, GENPRU, BIPRU, INSPRU, IPRU-FSOC, IPRU-INS, COB, ICOB, MCOB, MAR, TC, SUP, ENF, REC, LR, DTR
Effective Date: 22nd March 2007
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FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007
Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP
Effective Date: 25th January 2007
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FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006
Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO
Effective Date: 25th October 2006
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FSA 2005/9: Handbook Administration Instrument 2005
Chapter: Glossary, APER, GEN, IPRU-INV, COB, CASS, MAR, TC, ML, AUTH, SUP, ENF, DISP, COMP, CIS, CRED, ECO, LLD, REC
Effective Date: 17th February 2005
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FSA 2005/10: Training and Competence Sourcebook (Money Market Instrument Activity) Instrument 2005
Chapter: Glossary, TC
Effective Date: 17th February 2005
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FSA 2004/90: Basic Advice on Stakeholder Products Instrument 2004
Chapter: PRIN, COB, TC, AUTH, SUP, Glossary
Effective Date: 18th November 2004
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FSA 2004/88: Child Trust Funds Instrument 2004
Chapter: IPRU-INV, PRU, COB, TC, SUP, AUTH, CRED, Glossary
Effective Date: 18th November 2004
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FSA 2004/71: Insurance Mediation and Mortgage Mediation, Lending and Administration (Miscellaneous Amendment) Instrument 2004
Chapter: AUTH, SUP, PRU, IPRU-INV, TC
Effective Date: 16th September 2004
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FSA 2004/44: Long-Term Care Insurance Contracts Instrument 2004
Chapter: COB, ICOB, TC, AUTH, Glossary
Effective Date: 20th May 2004
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FSA 2004/26: Training and Competence Sourcebook (Examinations and Miscellaneous Amendments) Instrument 2004
Chapter: TC, SUP, Glossary
Effective Date: 18th March 2004
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FSA 2004/8: Insurance: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2004
Chapter: Reader's Guide, COND, GEN, MCOB, TC, ML, AUTH, SUP, DISP, CRED, ECO, ELM, Glossary
Effective Date: 15th January 2004
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FSA 2003/72: Mortgages: Conduct of Business Sourcebook (Consequential Amendments to the Handbook) Instrument 2003
Chapter: GEN, COB, TC, ML, AUTH, DISP, COMP, ECO, ELM, PROF, EMPS, FREN, OMPS, SERV, Reader's guide, Reader's Short Guide, Glossary
Effective Date: 15th October 2003
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FSA 2002/54: Training and Competence Sourcebook (Amendment No 5) Instrument 2002
Chapter: TC
Effective Date: 19th September 2002