Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:

Alternative versions

  1. Point in time
    2006-07-07

TC 1.2 Commitments

TC 1.2.1RRP

The firm's commitments to training and competence should be that:

  1. (1)

    its employees are competent;

  2. (2)

    its employees remain competent for the work they do;

  3. (3)

    its employees are appropriately supervised;

  4. (4)

    its employees' competence is regularly reviewed; and

  5. (5)

    the level of competence is appropriate to the nature of the business.