SYSC TP 6 1Transitional Provision 6
(1) |
(2) Material to which the transitional provision applies |
(3) |
(4) Transitional provision |
(5) Transitional provision: dates in force |
(6) Handbook provisions: coming into force |
1. |
R |
Where this rule imposes requirements relating to a record of a person’s scope of responsibilities, a firm is required to comply with these requirements from the following dates: (a) from 1 January 2016, to the extent that such a record already exists which satisfies SYSC 2.2.4R(3); (b) if (a) does not apply, from the date that a firm actually produces such a record, if before 7 September 2016; and (c) in any event, from 7 September 2016. |
From 1 January 2016 until 7 September 2016 or, if earlier, the date on which any such scope of responsibilities document is produced or firms are required to produce one. |
1 January 2016 |