SYSC Sch 5 Rights of action for damages

The table below sets out the rules in SYSC contravention of which by an authorised person may be actionable under section 138D of the Act (Actions for damages) by a person who suffers loss as a result of the contravention.

If a 'Yes' appears in the column headed 'For private person', the rule may be actionable by a 'private person' under section 138D (or, in certain circumstances, his fiduciary or representative; see article 6(2) and (3)(c) of the Financial Services and Markets Act 2000 (Rights of Action) Regulations 2001 (SI 2001 No 2256)). A 'Yes' in the column headed 'Removed' indicates that the FCA has removed the right of action under section 138D(3) of the Act. If so, a reference to the rule in which it is removed is also given.

The column headed 'For other person' indicates whether the rule may be actionable by a person other than a private person (or his fiduciary or representative) under article 6(2) and (3) of those Regulations. If so, an indication of the type of person by whom the rule may be actionable is given.

SYSC 2 and SYSC 31

No

YesSYSC 1 Annex 1.1.12R2

No

1SYSC 4 to SYSC 10

No

Yes 2SYSC 1 Annex 1.2.19R2

No

1SYSC 11 to 3SYSC 14, SYSC 18 to 8SYSC 217

No

Yes SYSC 1.4.2 R

No

SYSC 15A8

Yes

No, SYSC 1.4.2R

No

6SYSC 22

Yes (apart from SYSC 22.8.1R and SYSC 22.9.1R - see SYSC 1.4.2R)8

No (apart from SYSC 22.8.1R and SYSC 22.9.1R - see SYSC 1.4.2R)8

No

SYSC 23 to SYSC 28A8

No

Yes, SYSC 1.4.2R8

No