Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2021-11-15.

Timeline guidance

SYSC Sch 5 Rights of action for damages

SYSC Sch 5.1G

The table below sets out the rules in SYSC contravention of which by an authorised person may be actionable under section 138D of the Act (Actions for damages) by a person who suffers loss as a result of the contravention.
SYSC Sch 5.2G

If a 'Yes' appears in the column headed 'For private person', the rule may be actionable by a 'private person' under section 138D (or, in certain circumstances, his fiduciary or representative; see article 6(2) and (3)(c) of the Financial Services and Markets Act 2000 (Rights of Action) Regulations 2001 (SI 2001 No 2256)). A 'Yes' in the column headed 'Removed' indicates that the FCA has removed the right of action under section 138D(3) of the Act. If so, a reference to the rule in which it is removed is also given.
SYSC Sch 5.3G

The column headed 'For other person' indicates whether the rule may be actionable by a person other than a private person (or his fiduciary or representative) under article 6(2) and (3) of those Regulations. If so, an indication of the type of person by whom the rule may be actionable is given.
SYSC Sch 5.4G

Chapter/Appendix

Section/Annex

Paragraph

Right of action under section 138D

For private person?

Removed?

For other person?

SYSC 2 and SYSC 31

1

No

YesSYSC 1 Annex 1.1.12R2

2

No

1SYSC 4 to SYSC 10

No

Yes 2SYSC 1 Annex 1.2.19R2

No

1SYSC 11 to 3SYSC 19A4, and SYSC 19D5

4

No

Yes SYSC 1.4.2 R

No

6SYSC 22

Yes (apart from SYSC 22.8.1R and SYSC 22.9.1R)

No (apart from SYSC 22.8.1R and SYSC 22.9.1R)

No

SYSC 23 to SYSC 27

No

No