Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  4. Point in time
    2011-10-01

SYSC Sch 4 Powers exercised

SYSC Sch 4.1G

The following powers and related provisions in the Act have been exercised by the FSA to make the rules in SYSC:

Section 138 (General rule-making power)

2Section 139A (General rules about remuneration)

Section 145 (Financial promotion rules)

Section 146 (Money laundering rules)

Section 149 (Evidential provisions)

Section 150(2) (Actions for damages)

Section 156 (General supplementary powers)
SYSC Sch 4.2G

The following powers1 in the Act have1 been exercised by the FSA to give the guidance in SYSC:

Section 157(1) (Guidance)

Section 158A (Guidance on outsourcing by investment firms and credit institutions)1