SYSC 7.1 - Rule-making and Amending Instruments
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FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
Effective Date: 26th November 2021
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FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019
Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB
Effective Date: 26th July 2019
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FCA 2019/69: Electronic System in Relation to Lending (Peer-to-Peer Lending) Instrument 2019
Chapter: Glossary, SYSC, COBS
Effective Date: 3rd June 2019
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FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018
Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON
Effective Date: 28th September 2018
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FCA 2016/48: Handbook Administration (No 42) Instrument 2016
Chapter: Glossary, MAR, SUP, DISP, SYSC, MIPRU, BIPRU, DEPP, FUND, COBS, FEES, MCOB, COLL
Effective Date: 29th July 2016
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FCA 2015/31: Individual Accountability Instrument 2015
Chapter: Glossary, SYSC, FIT, SUP
Effective Date: 7th July 2015
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FCA 2015/27: Senior Management Arrangements, Systems and Controls (Remuneration Code) (No 6) Instrument 2015
Chapter: Glossary, SYSC, SUP
Effective Date: 23rd June 2015
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FCA 2013/75: Capital Requirements Directive IV (Governance and Remuneration) Instrument 2013
Chapter: Glossary, SYSC
Effective Date: 12th December 2013
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FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013
Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG
Effective Date: 27th June 2013
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FSA 2012/45: Advanced Measurement Approach (Guidelines) Instrument 2012
Chapter: SYSC, BIPRU
Effective Date: 27th September 2012
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FSA 2011/43: Capital Requirements Directive (Handbook Amendments No 3) Instrument 2011
Chapter: SYSC, BIPRU
Effective Date: 28th July 2011
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FSA 2011/39: UCITS IV Directive Instrument 2011
Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG
Effective Date: 1st July 2011
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FSA 2011/15: Controlled Functions (Amendment No 2) Instrument 2011
Chapter: Glossary, SYSC, APER, FIT, SUP, CRED
Effective Date: 24th March 2011
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FSA 2010/72: Senior Management Arrangements, Systems and Controls (Remuneration Code) (No 2) Instrument 2010
Chapter: Glossary, SYSC, GENPRU, SUP
Effective Date: 16th December 2010
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FSA 2010/48: Controlled Functions (Amendment) Instrument 2010
Chapter: Glossary, SYSC, APER, FIT, SUP, CRED
Effective Date: 23rd September 2010
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FSA 2009/72: Prudential Requirements (Stress Testing) Instrument 2009
Chapter: Glossary, SYSC, GENPRU, BIPRU, INSPRU
Effective Date: 10th December 2009
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FSA 2009/48: Senior Management Arrangements, Systems and Controls (Remuneration Code) Instrument 2009
Chapter: Glossary, SYSC, GENPRU, SUP
Effective Date: 11th August 2009
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FSA 2009/37: Handbook Administration (No 14) Instrument 2009
Chapter: Glossary, SYSC, GEN, SUP, DISP, COMP, COLL, PROF, LR
Effective Date: 23rd July 2009
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FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008
Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG
Effective Date: 25th September 2008
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FSA 2007/6: Approved Persons Regime (Simplification and MiFID) Instrument 2007
Chapter: Glossary, SYSC, APER, FIT, INSPRU, MIPRU, SUP, CRED
Effective Date: 25th January 2007
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FSA 2006/50: Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006
Chapter: SYSC, PRIN, COND, COB, ICOB, MCOB, CASS, MAR, TC, SUP, ENF, CRED, PROF, REC
Effective Date: 23rd November 2006