SYSC 28A.3 Record keeping requirements

1A firm must:

1. (1)

   establish, maintain and keep appropriate records to demonstrate compliance with this chapter; and

2. (2)

   be in a position to provide to the FCA, on request, the name of the person responsible for the record-keeping requirement in (1).

1A firm must not prevent any person from obtaining a copy of the records relating to them which are maintained by the firm for the purposes of SYSC 28A.3.1R.