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You are viewing the version of the document as on 2021-07-23.

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SYSC 28.5 Other requirements to consider

SYSC 28.5.1G

1In addition to the requirements in SYSC 28:

  1. (1)

    firms may have to take into account and comply with the requirements in the Training and Competence sourcebook (TC);

  2. (2)

    article 22 of the AIFMD level 2 regulation and the competent employees rules (SYSC 3.1.6R and SYSC 5.1.1R) set out a high-level competence requirement which every firm has to comply with; and

  3. (3)

    it may be that the effect of the rules referred to in (1) and (2) is that firms have to meet requirements additional to those in SYSC 28.