Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  2. Point in time
    2020-12-31

SYSC 24.1 Application

Main application rules

SYSC 24.1.1R

1This chapter applies to an SMCR firm, except to the extent that this chapter applies a narrower scope to a particular provision. However, this chapter does not apply to:2

  1. (1)

    an EEA SMCR firm; or2

  2. (2)

    a limited scope SMCR firm.2

SYSC 24.1.2R

1This chapter is not limited to regulated activities or other specific types of activities.

Territorial scope

SYSC 24.1.3R

1There is no territorial limitation on the application of this chapter, subject to SYSC 24.1.4R.

SYSC 24.1.4R

1When this chapter applies to an overseas SMCR firm, it applies in relation to the activities of the firm’s branch in the United Kingdom.