To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms
Chapter: Regulatory references
Effective Date: 28th September 2016
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SYSC 22.2 Getting, giving and updating references: the main rules
Chapter: Regulatory references
Effective Date: 28th September 2016
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SYSC 22.3 Drafting the reference and the request for a reference
Chapter: Regulatory references
Effective Date: 28th September 2016
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SYSC 22.5 Giving references: additional rules and guidance for all firms
Chapter: Regulatory references
Effective Date: 28th September 2016
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SYSC 22.9 Records and transitionals
Chapter: Regulatory references
Effective Date: 28th September 2016
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SYSC 22.8 Policies and appointed representatives
Chapter: Regulatory references
Effective Date: 28th September 2016
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ICOBS 8.4 Employers’ Liability Insurance
Chapter: Claims handling
Effective Date: 24th February 2011
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SYSC 22.6 Giving and updating references: additional rules and guidance
Chapter: Regulatory references
Effective Date: 28th September 2016
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SYSC 22.4 Drafting the reference: detailed requirements
Chapter: Regulatory references
Effective Date: 28th September 2016
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MCOB 5.6 Content of illustrations
Chapter: Pre-application disclosure
Effective Date: 19th February 2004
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SYSC 5.2
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd June 2015
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PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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CREDS 2.2 General provisions
Chapter: Senior management arrangements, systems and controls
Effective Date: 21st March 2012
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SYSC 2.1 Apportionment of Responsibilities
Chapter: Senior management arrangements
Effective Date: 19th September 2002
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CONC 4.2 Pre-contract disclosure and adequate explanations
Chapter: Pre-contractual requirements
Effective Date: 26th June 2014
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COCON 4.2 Specific guidance on senior manager conduct rules
Chapter: Code of Conduct (COCON)
Effective Date: 23rd June 2015