Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

SYSC 1.4 2437Application of SYSC 11 to SYSC 22 and 288

What?

SYSC 1.4.1G

1The application of each of chapters SYSC 11 to 2SYSC 213 is set out in those chapters and in SYSC 1.4.1A R5.

344
SYSC 1.4.1-AG

8The application of each of the chapters SYSC 19F.2, SYSC 22 and SYSC 28 is set out in those chapters.

SYSC 1.4.1ARRP

5SYSC 12, SYSC 19A, SYSC 19D, 6SYSC 20 and SYSC 21 do not apply to a firm in relation to its carrying on of auction regulation bidding.

SYSC 1.4.1BGRP

5Apart from SYSC 12, SYSC 19A, SYSC 19D, 6SYSC 20 and SYSC 21 which are disapplied by SYSC 1.4.1A R, the other chapters of SYSC 11 to SYSC 17 do not apply in relation to a firm's carrying on of auction regulation bidding because they only apply to an insurer. SYSC 18 provides guidance on the Public Interest Disclosure Act.

Actions for damages

SYSC 1.4.2RRP

A contravention of a rule in SYSC 11 to 2 SYSC 21,7 SYSC 22.8.1R, SYSC 22.9.1R or SYSC 28 8 does not give rise to a right of action by a private person under section 138D of the Act (and each of those rules is specified under section 138D(3) of the Act as a provision giving rise to no such right of action).

34437