SYSC 1.1A Application

[Note: ESMA has also issued guidelines under article 16(3) of the ESMA Regulation covering:

- various topics relating to automated trading and direct electronic access. See

http://www.fsa.gov.uk/static/pubs/other/esma-guidelines.pdf; and

- certain aspects of the MiFID suitability requirements which also deal with the system and control aspects of suitability. See http://www.esma.europa.eu/sites/default/files/library/2015/11/2012-387_en.pdf.]

SYSC 1.1A.1G01/05/2011

1The application of this sourcebook is summarised at a high level in the following table. The detailed application is cut back in SYSC 1 Annex 1 and in the text of each chapter.

Type of firm	Applicable chapters
Insurer	Chapters 2, 3, 11 to 18, 213
Managing agent	Chapters 2, 3, 11, 12, 18, 213
Society	Chapters 2, 3, 12, 18, 213
Every other firm	Chapters 4 to 12, 18, 19A4, 213 2 4

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SYSC 1.1A Application