SUP Sch 5 Rights of actions for damages
1 |
The table below sets out the rules in SUP contravention of which by an authorised person may be actionable under section 150of the Act (Actions for damages) by a person who suffers loss as a result of the contravention. |
2 |
If a "Yes" appears in the column headed "For private person?", the rule may be actionable by a "private person" under section 150(or, in certain circumstances, his fiduciary or representative). A "Yes" in the column headed "Removed" indicates that the FSA has removed the right of action under section 150(2)of the Act. If so, a reference to the rule in which it is removed is also given. |
3 |
The column headed "For other person?" indicates whether the rule is actionable by a person other than a private person (or his fiduciary or representative). If so, an indication of the type of person by whom the rule is actionable is given. |
1Right of action under section 150 |
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Chapter/Appendix |
Section/Annex |
Paragraph |
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For private person? |
Removed? |
For other person? |
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All rules in SUP with the status letter "E" |
No |
No |
No |
|||
3 |
8 |
All rules in the section |
No |
No |
No |
|
3 |
9 |
All rules in the section |
No |
No |
No |
|
3 |
10 |
All rules in the section |
No |
No |
No |
|
4 |
3 |
13 |
No |
No |
No |
|
4 |
3 |
20 |
No |
No |
No |
|
4 |
4 |
7 |
No |
No |
No |
|
4 |
4 |
9 |
No |
No |
No |
|
4 |
5 |
All rules in the section |
No |
No |
No |
|
10 |
No |
No |
No |
|||
Yes |
No |
No |
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