SUP - Forms
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Cancellation of Part IV Permission
Chapter: 6 Annex 6 (timeline version)
Effective Date: 8th August 2024
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Cancellation of Part IV Permission
Chapter: 6 Annex 6 (timeline version)
Effective Date: 8th August 2024
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Application form for a direction under section 101(8) of the CCA
Chapter: SUP 8A Annex 2
Effective Date: 1st April 2014
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SUP 6 Annex 6D (Cancellation of Part 4A Permission - Application Form)
Chapter: SUP 6 Annex 6D
Effective Date: 26th February 2021
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Application form for a direction under section 60(3) of the CCA
Chapter: SUP 8A Annex 1
Effective Date: 27th August 2014
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Form D Notification Changes to personal information application details and conduct breaches disciplinary action related to conduct
Chapter: 10C Annex 6R
Effective Date: 28th May 2021
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Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2
Effective Date: 8th December 2017
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Short Form A – EEA Relevant Authorised Persons Only
Chapter: 10C Annex 2
Effective Date: 8th December 2017
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UCITS management companies reporting forms and requirements applying to their completion
Chapter: SUP 16 Annex 16
Effective Date: 6th April 2007
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Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: 6 Annex 5D
Effective Date: 29th March 2019
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Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004
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Consolidated supervision return for investment firms
Chapter: SUP 16 Annex 22
Effective Date: 1st April 2009