Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2011-02-10

SUP App 2.6 Capital resources below capital resources requirement

SUP App 2.6.1R

Unless any of SUP App 2.4.1 R, SUP App 2.5.1 R or SUP App 2.5.3 R applies, if a firm's capital resources fall below its capital resources requirement, it must, within 28 days of becoming aware of this event:

  1. (1)

    notify the FSA; and

  2. (2)

    submit a plan for restoration, which:

    1. (a)

      explains why the firm's capital resources have fallen below its capital resources requirement; and

    2. (b)

      demonstrates how, if at all, and by when, the firm will restore it.