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  1. Point in time
    2008-12-06

SUP App 2.6 Capital resources below capital resources requirement

SUP App 2.6.1R

Unless any of SUP App 2.4.1 R, SUP App 2.5.1 R or SUP App 2.5.3 R applies, if a firm's capital resources fall below its capital resources requirement, it must, within 28 days of becoming aware of this event:

  1. (1)

    notify the FSA; and

  2. (2)

    submit a plan for restoration, which:

    1. (a)

      explains why the firm's capital resources have fallen below its capital resources requirement; and

    2. (b)

      demonstrates how, if at all, and by when, the firm will restore it.