SUP App 2.4 Capital resources below guarantee fund

If a firm's capital resources fall below its guarantee fund, it must, within 14 days of the firm becoming aware of this event, submit to the FSA a short-term financial plan, including:

1. (1)

   a scheme of operations (see SUP App 2.12); and

2. (2)

   an explanation of how, if at all, and by when, it expects its capital resources to be adequately restored to the guarantee fund.