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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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SUP App 2.1 Application

SUP App 2.1.1RRP

Subject to SUP App 2.1.6R,6 SUP App 2.1 to 2.153 apply2 to an insurer,2 unless it is:

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  1. (1)

    a Swiss general insurer; or

  2. (2)

    an EEA-deposit insurer; or

  3. (3)

    an incoming EEA firm; or

  4. (4)

    an incoming Treaty firm.

SUP App 2.1.2GRP

SUP App 2.1 to 2.15 apply3 to every friendly society that2 is an insurer.

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SUP App 2.1.4GRP

SUP App 2.14A and6 5SUP App 2.15 apply6 to an insurer carrying on with-profits business, but SUP App 2.156 only applies6 if COBS 20.2.53 R (Ceasing to effect new contracts of insurance in a with-profits fund) also applies.

6
SUP App 2.1.5GRP

10SUP App 2.7.1 G is made by the FCA for the purpose of its application to dormant account fund operators, rather than insurers.

SUP App 2.1.6R

6SUP App 2.7 and SUP App 2.11 do not apply to a Solvency II firm.

SUP App 2.1.7GRP

6The rules for Solvency II firms in difficulty or in an irregular situation are in the PRA Rulebook: Solvency II Firms: Undertakings in Difficulty.