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You are viewing the version of the document as on 2021-12-09.

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    2021-12-09

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

SUP 8A.4.1RRP

A firm which has applied for or has been granted a direction or determination must notify the FCA immediately if it becomes aware of any matter which could affect the continuing relevance or appropriateness of the application or the direction or determination.

SUP 8A.4.2GRP

Firms are also referred to SUP 15.6 (Inaccurate, false or misleading information). This requires a firm to notify the FCA if false, misleading, incomplete or inaccurate information has been provided (see SUP 15.6.4 R). This would apply in relation to information provided in an application for a direction or a determination.