SUP - Forms
-
Cancellation of Part IV Permission
Chapter: 6 Annex 6 (timeline version)
Effective Date: 8th August 2024
-
Cancellation of Part IV Permission
Chapter: 6 Annex 6 (timeline version)
Effective Date: 8th August 2024
-
Application form for a direction under section 101(8) of the CCA
Chapter: SUP 8A Annex 2
Effective Date: 1st April 2014
-
Application form for a direction under section 60(3) of the CCA
Chapter: SUP 8A Annex 1
Effective Date: 27th August 2014
-
Passporting: Notification of intention to establish a branch in another EEA state
Chapter: SUP 13 Annex 1
Effective Date: 28th February 2014
-
UCITS management companies reporting forms and requirements applying to their completion
Chapter: SUP 16 Annex 16
Effective Date: 6th April 2007
-
Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004
-
Consolidated supervision return for investment firms
Chapter: SUP 16 Annex 22
Effective Date: 1st April 2009
-
Notes for completion: Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004
-
Information form in support of an application for a direction under section 101(8) of the CCA
Chapter: SUP 8A Annex 3
Effective Date: 1st April 2014
-
Authorised electronic money institutions - income statement
Chapter: SUP 16 Annex 30B
Effective Date: 30th April 2011
-
www.handbook.fca.org.uk/form/sup/sup_chapter16_annex32r_20151023.pdf
Chapter: Handbook Forms, Module: SUP
Effective Date: 8th June 2016
-
Investment Management firms' reporting forms and requirements applying to their completion
Chapter: SUP 16 Annex 5
Effective Date: 6th April 2007
-
Authorised electronic money institutions - safeguarding return
Chapter: SUP 16 Annex 30D
Effective Date: 30th April 2011