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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2005-04-06

SUP 20 Annex 3 Transaction reporting fees and Article 54 RAO certificate fees for the period from 1 April 2004 to 31 March 2005

R

Part 1

This table shows the fees payable for transaction reporting.

Fee type

Fee amount (including VAT)

Date payable

Transaction charge

Number of transactions per annum

Fee per transaction (inc.VAT)

First working day of each month

For the first 1,000

0p

1,001 - 1,000,000

3p

1,000,001 - 4,000,000

2.75p

4,000,001 - 8,000,000

2.5p

8,000,001 - 13,000,000

2.25p

13,000,001 - 20,000,000

2p

>20,000,000

1.75p

Notes:

1.

Firms using the Direct Reporting System software will be additionally invoiced for: (a) an initial software licence fee of £587.50 (including VAT); and (b) an annual enrolment fee of £235 (including VAT) per licence held on 1 April each year.

2.

The applicable methods of payment of these fees are listed at SUP 20.2.

Part 2

The periodic fee payable under SUP 20.6.1 R for a certificate issued under Article 54 of the Regulated Activities Order is £1,000.21