SUP 16 Annex 55 Categories of investment for notifications and reports relating to approvals of financial promotions
1This Annex belongs to SUP 16.31.6R and SUP 16.31.10R.
Type of investment |
Deposit |
Life policy |
Non-investment insurance contract |
Listed share |
Unlisted share promoted on an investment-based crowdfunding platform |
Unlisted share (not including those promoted on an investment-based crowdfunding platform) |
Debenture promoted on an investment-based crowdfunding platform |
Debenture (not including those promoted on an investment-based crowdfunding platform) |
Alternative debenture |
Government and public security |
Warrant |
Certificate representing certain security |
Unit |
Pension (personal or stakeholder pension scheme) |
Option |
Future |
Contract for differences |
Emissions allowance |
Lloyd’s syndicate capacity and membership |
Funeral plan contract |
Regulated mortgage contract |
Home reversion plan |
Home purchase plan |
Regulated sale and rent back agreement |
Credit agreement (buy now pay later) |
Credit agreement (not including buy now pay later) |
Consumer hire agreement |
Qualifying cryptoasset |
Peer-to-peer agreement |
Rights to or interests in investment |
Claims management activity |
Other |