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    2015-03-03

SUP 16 Annex 1A FIN-A Annual Report and Accounts

R

1Annual Accounts

A

1

On what basis have the firm's accounts been prepared?

IFRS/UK GAAP/Other

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Immigration Act 2014

2

Has the firm complied with the prohibition in section 40 of the Immigration Act 2014 and any requirements imposed by or under the Immigration Act 2014 (Financial Services) Regulations 2014?

Yes / No / N/A