SUP 16 Annex 16A 21Firm details (See SUP 16.10.4R)5

SUP 16 Annex 16A.1R

A: Communications with a firm

1. Name of the firm

2. Trading name(s) of the firm

3. [deleted]6

4. Registered office

5. Principal place of business

5A. Head office7

5B. UK branch address (if the firm is a branch)7

6. Website address

7. Complaints contact and complaints officer3

8. The name and email address of the primary3 compliance contact

B: Information about a firm3and its appointed representatives 8 on the Financial Services Register9

8A. Information about any appointed representative of the firm8

9. [deleted]6

10. [deleted]6

11. [deleted]6

C: Other information about a firm

12. [deleted]6

13. [deleted]6

14. Name and address of firm's auditor

14A. Name and address of firm’s actuary (where relevant)7

15. [deleted]6

16. Accounting reference date

16A. Financial year end date7

17. Locum3

18. The name and email address of the firm’s principal user of the appropriate systems accessible from the FCA’s website4

3339333