SUP 15.5 Core information requirements
Change in name
A firm must give the FSA reasonable advance notice of a change in:
- (1)
the firm's name (which is the registered name if the firm is a body corporate);
- (2)
any business name under which the firm carries on a regulated activity or ancillary activity either from an establishment in the United Kingdom or with or for clients in the United Kingdom.
A notification under SUP 15.5.1 R should include the details of the proposed new name and the date on which the firm intends to implement the change of name.
Change in address
A firm must give the FSA reasonable advance notice of a change in any of the following addresses, and give details of the new address and the date of the change:
- (1)
the firm's principal place of business in the United Kingdom;
- (2)
in the case of an overseas firm, its registered office (or head office) address.
Other regulators
A firm must notify the FSA immediately if it becomes subject to or ceases to be subject to the supervision of any overseas regulator (including a Home State regulator).