SUP 15.1 Application

This chapter applies to every firm except that:

1. (1)

   only SUP 15.10 applies to2 an ICVC or a UCITS qualifier; and3

2. (2)

   SUP 15.3.22 D to SUP 15.3.25 D apply only to the Society.3

The application of this chapter to an incoming EEA firm or an incoming Treaty firm is set out in SUP 15 Annex 1.

This chapter:

1. (1)

   applies with respect to the carrying on of both regulated activities and unregulated activities; and

2. (2)

   takes into account any activity of other members of a group of which the firm is a member.

4This chapter does not apply to an incoming ECA provider acting as such.