SUP 12.7 - Rule-making and Amending Instruments

• FCA 2022/32: Appointed Representatives Instrument 2022

  Chapter: Glossary, SUP, COCON

  Effective Date: 3rd August 2022

• FCA 2021/37: Handbook Administration (No 57) Instrument 2021

  Chapter: Glossary, SUP

  Effective Date: 1st October 2021

• FOS 2021/4: Funeral Plans Instrument 2021

  Chapter: Glossary, SUP, COMP, DISP, SYSC, PRIN, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2021/26: Funeral Plans Instrument 2021

  Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2018/25: Insurance Distribution Directive Instrument 2018

  Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD

  Effective Date: 25th May 2018

• FCA 2018/26: Supervision Manual (Reporting No 8) Instrument 2018

  Chapter: SUP

  Effective Date: 25th May 2018

• FCA 2018/21: Financial Conduct Authority (Change of Address) Instrument 2018

  Chapter: LR, DTR, SUP, GEN, REC, CREDS, EG, MAR

  Effective Date: 27th April 2018

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2017/1: Handbook Administration (No 44) Instrument 2017

  Chapter: Glossary, LR, SUP, GEN, COBS, TC, MCOB, CREDS, PERG, IPRU-INV, EG

  Effective Date: 26th January 2017

• FCA 2015/18: Mortgage Credit Directive Instrument 2015

  Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD

  Effective Date: 25th March 2015

• FCA 2014/21: Handbook Administration (No 33) Instrument 2014

  Chapter: Glossary, SYSC, BIPRU, IFPRU, MIPRU, IPRU-INV, COBS, MCOB, CASS, SUP, DISP, CONC, REC, PERG

  Effective Date: 27th March 2014

• FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014

  Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG

  Effective Date: 27th February 2014

• FCA 2013/31 PRA2013/18: Legal Cutover (FCA and PRA Handbook Miscellaneous Amendments No 2) Instrument 2013

  Chapter: SYSC, FIT, TC, GEN, BIPRU, MIPRU, IPRU-FSOC, IPRU-INV, COBS, CASS, SUP, DISP, CREDS, PROF, EMPS, OMPS, SERV, PERG

  Effective Date: 19th March 2013

• FSA 2010/24: Online Submission and Mandatory Forms (No 2) Instrument 2010

  Chapter: SUP

  Effective Date: 24th June 2010

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007

• FSA 2007/14: Approved Persons Regime (Merging the Customer Functions) Instrument 2007

  Chapter: Glossary, FEES, TC, SUP

  Effective Date: 22nd February 2007

• FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007

  Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP

  Effective Date: 25th January 2007

• FSA 2004/78: Online Submission and Mandatory Forms Instrument 2004

  Chapter: SUP

  Effective Date: 20th October 2004

• FSA 2004/71: Insurance Mediation and Mortgage Mediation, Lending and Administration (Miscellaneous Amendment) Instrument 2004

  Chapter: AUTH, SUP, PRU, IPRU-INV, TC

  Effective Date: 16th September 2004

• FSA 2004/9: Appointed Representatives Instrument 2004

  Chapter: SUP, DEC, DISP, COMP, CIS, Glossary

  Effective Date: 15th January 2004

• FSA 2002/78: Supervision Manual (Amendment No 10 and Consequential Amendments to the Handbook) Instrument 2002

  Chapter: AUTH, SUP, TC

  Effective Date: 21st November 2002