SUP 12.4 - Rule-making and Amending Instruments
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FCA 2024/2: Supervision Manual (Professional Indemnity Insurance and Appointed Representatives) Instrument 2024
Chapter: SUP
Effective Date: 26th January 2024
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FCA 2022/32: Appointed Representatives Instrument 2022
Chapter: Glossary, SUP, COCON
Effective Date: 3rd August 2022
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FCA 2019/85: Handbook Administration (No 51) Instrument 2019
Chapter: Glossary, MCOB, PR, FIT, FEES, SUP, DISP, GEN, SYSC, COBS, ICOBS, RCB, TC, CREDS, BENCH, CONC, COLL, PERG
Effective Date: 27th September 2019
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FCA 2019/11: Reporting of Information about Directory Persons (Dual-Regulated Firms) Instrument 2019
Chapter: Glossary, SUP, SYSC
Effective Date: 8th March 2019
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FCA 2018/25: Insurance Distribution Directive Instrument 2018
Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD
Effective Date: 25th May 2018
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FCA 2018/8: Advising on Investments (Article 53(1) of the Regulated Activities Order) (Perimeter Guidance) Instrument 2018
Chapter: SUP, PERG, COBS
Effective Date: 23rd February 2018
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FCA 2017/67: Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) Instrument 2017
Chapter: Glossary, TC, SUP, COMP, DISP, COBS, RPPD, ICOBS, COLL, PERG
Effective Date: 8th December 2017
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FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017
Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD
Effective Date: 3rd July 2017
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FCA 2015/43: Individual Accountability (Solvency II and Consequentials) Instrument
Chapter: Glossary, SYSC, COND, APER, TC, GEN, COCON, MIPRU, CASS, SUP, DISP, CONC, FIT, BENCH, FC, PERG
Effective Date: 13th August 2015
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FCA 2015/33: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015
Chapter: Glossary, SUP, DEPP, DISP
Effective Date: 5th June 2015
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FOS 2015/3: Mortgage Credit Directive (Consumer Buy-To-Let) Instrument 2015
Chapter: Glossary, SUP, DEPP, DISP
Effective Date: 5th June 2015
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FCA 2015/18: Mortgage Credit Directive Instrument 2015
Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD
Effective Date: 25th March 2015
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FCA 2013/31 PRA2013/18: Legal Cutover (FCA and PRA Handbook Miscellaneous Amendments No 2) Instrument 2013
Chapter: SYSC, FIT, TC, GEN, BIPRU, MIPRU, IPRU-FSOC, IPRU-INV, COBS, CASS, SUP, DISP, CREDS, PROF, EMPS, OMPS, SERV, PERG
Effective Date: 19th March 2013
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FSA 2008/40: Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008
Chapter: SYSC, APER, FIT, MIPRU, IPRU-BSOC, IPRU-INV, COBS, ICOBS, SUP, COLL, CRED, ELM, PERG
Effective Date: 25th September 2008
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FSA 2007/68: Insurance: New Conduct of Business sourcebook (Consequential Amendments) Instrument 2007
Chapter: Glossary, COND, GEN, MIPRU, COBS, CASS, SUP, CRED, ELM, PROF, PERG, UNFCOG
Effective Date: 17th December 2007
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FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007
Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG
Effective Date: 25th October 2007
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FSA 2007/47: Decision Procedure and Penalties Manual (Consequential Amendments) Instrument 2007
Chapter: Glossary, SYSC, COND, APER, GEN, FEES, IPRU-INV, COB, ICOB, MCOB, MAR, SUP, ENF, DEC, COLL, CRED, ECO, ELM, PROF, REC, LR, PR, DTR
Effective Date: 26th July 2007
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FSA 2007/38: Dispute Resolution: Complaints (Simplification and MiFID) Instrument 2007
Chapter: Glossary, MCOB, SUP, DISP, CRED, PROF
Effective Date: 28th June 2007
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FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007
Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP
Effective Date: 25th January 2007
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FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006
Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO
Effective Date: 25th October 2006