SUP 12.2 - Rule-making and Amending Instruments

• FCA 2022/32: Appointed Representatives Instrument 2022

  Chapter: Glossary, SUP, COCON

  Effective Date: 3rd August 2022

• FOS 2021/4: Funeral Plans Instrument 2021

  Chapter: Glossary, SUP, COMP, DISP, SYSC, PRIN, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2021/26: Funeral Plans Instrument 2021

  Chapter: Glossary, COND, TC, FEES, SUP, COMP, DISP, GEN, SYSC, PRIN, COBS, PERG, FPCOB, PROD

  Effective Date: 5th July 2021

• FCA 2021/15: UK Emission Trading Scheme Instrument 2021

  Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2021/3: UK Emission Trading Scheme Instrument 2021

  Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2018/6: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/56: Claims Management Instrument 2018

  Chapter: Glossary, SUP, DISP, GEN, SYSC, PRIN, BCOBS, CASS, CONC, PERG, CMCOB, FCG, WDPG

  Effective Date: 17th December 2018

• FCA 2018/15: Conduct of Business Sourcebook (Pension Transfers) Instrument 2018

  Chapter: Glossary, SUP, COBS

  Effective Date: 26th March 2018

• FCA 2017/67: Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) Instrument 2017

  Chapter: Glossary, TC, SUP, COMP, DISP, COBS, RPPD, ICOBS, COLL, PERG

  Effective Date: 8th December 2017

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2016/37: Handbook Administration (No 41) Instrument 2016

  Chapter: Glossary, MAR, DTR, IPRU-INV, SUP, FEES, COMP, SYSC, COBS, IFPRU, CASS, COLL, EG

  Effective Date: 27th May 2016

• FCA 2016/25: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

  Effective Date: 21st March 2016

• FOS 2016/6: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC

  Effective Date: 21st March 2016

• FCA 2015/18: Mortgage Credit Directive Instrument 2015

  Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD

  Effective Date: 25th March 2015

• FCA 2014/45: Crowdfunding (Amendment) Instrument 2014

  Chapter: Glossary, SYSC, COBS, SUP, DISP, CONC, LR, PERG

  Effective Date: 24th July 2014

• FCA 2014/12: Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014

  Chapter: Glossary, PRIN, SYSC, COND, GEN, COBS, MCOB, CASS, SUP, DEPP, DISP, CREDS, CONC, BSOG, EG, FC, PERG, UNFCOG

  Effective Date: 27th February 2014

• FCA 2013/31 PRA2013/18: Legal Cutover (FCA and PRA Handbook Miscellaneous Amendments No 2) Instrument 2013

  Chapter: SYSC, FIT, TC, GEN, BIPRU, MIPRU, IPRU-FSOC, IPRU-INV, COBS, CASS, SUP, DISP, CREDS, PROF, EMPS, OMPS, SERV, PERG

  Effective Date: 19th March 2013

• FSA 2012/35: Emissions Allowance Auction Bidders Instrument 2012

  Chapter: Glossary, PRIN, SYSC, APER, TC, FEES, IPRU-INV, COBS, CASS, MAR, SUP, DISP, REC, LR, PERG, EG

  Effective Date: 26th July 2012

• FSA 2008/1: Handbook Administration (No 8) Instrument 2008

  Chapter: Glossary, COND, GEN, FEES, IPRU-FSOC, IPRU-INS, COBS, ICOBS, TC, SUP, DISP, ELM, PROF, LR, PR, PERG

  Effective Date: 24th January 2008

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007

• FSA 2007/14: Approved Persons Regime (Merging the Customer Functions) Instrument 2007

  Chapter: Glossary, FEES, TC, SUP

  Effective Date: 22nd February 2007

• FSA 2007/6: Approved Persons Regime (Simplification and MiFID) Instrument 2007

  Chapter: Glossary, SYSC, APER, FIT, INSPRU, MIPRU, SUP, CRED

  Effective Date: 25th January 2007

• FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007

  Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP

  Effective Date: 25th January 2007

• FSA 2006/37: Home Reversion and Home Purchase Activities (Consequential Amendments to The Handbook) Instrument 2006

  Chapter: Glossary, PRIN, GEN, FEES, SYSC, MIPRU, COB, ICOB, TC, SUP, COMP, ECO

  Effective Date: 25th October 2006

• FSA 2005/53: Appointed Representatives (Networks) Instrument 2005

  Chapter: Glossary, IPRU-INV, SUP

  Effective Date: 19th October 2005

• FSA 2004/89: Depolarisation Instrument 2004

  Chapter: GEN, COB, ICOB, MCOB, CASS, TC, AUTH, SUP, DISP, CRED, PROF, Glossary

  Effective Date: 18th November 2004

• FSA 2004/90: Basic Advice on Stakeholder Products Instrument 2004

  Chapter: PRIN, COB, TC, AUTH, SUP, Glossary

  Effective Date: 18th November 2004

• FSA 2004/71: Insurance Mediation and Mortgage Mediation, Lending and Administration (Miscellaneous Amendment) Instrument 2004

  Chapter: AUTH, SUP, PRU, IPRU-INV, TC

  Effective Date: 16th September 2004

• FSA 2004/9: Appointed Representatives Instrument 2004

  Chapter: SUP, DEC, DISP, COMP, CIS, Glossary

  Effective Date: 15th January 2004

• FSA 2001/63: Supervision Manual (Amendment No 6) Instrument 2001

  Chapter: SUP

  Effective Date: 15th November 2001

• FSA 2001/38: Supervision Manual (Amendment No 2) Instrument 2001

  Chapter: SUP

  Effective Date: 20th September 2001