SUP 12.1 - Rule-making and Amending Instruments

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2013/40: FCA Handbook Designation (Correction) Instrument 2013

  Chapter: BIPRU, PRIN, IPRU-INS, IPRU-FSOC, FEES, COBS, SUP, COLL, BSOG, PR, DTR, FC, PERG

  Effective Date: 25th April 2013

• FSA 2007/9: MiFID (Miscellaneous Amendments) Instrument 2007

  Chapter: PRIN, SYSC, COND, GEN, BIPRU, TC, SUP, COMP

  Effective Date: 25th January 2007

• FSA 2004/9: Appointed Representatives Instrument 2004

  Chapter: SUP, DEC, DISP, COMP, CIS, Glossary

  Effective Date: 15th January 2004