SUP 10C Annex 3D Form A: Application to perform senior management functions1
SUP 10C Annex 3D
5Long Form A
Long Form A – Dual-regulated firms (including EEA and third country firms)8
Long Form A – UK and overseas firms (not incoming EEA) for MiFID authorisation applications8
Solo regulated firms (including EEA and third country)9
Short Form A
Short Form A – Dual-regulated firms (including EEA and third country firms)8
Solo regulated firms (including EEA and third country)9
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