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SUP 8.5 Notification of altered circumstances relating to waivers
As Published: 2001
SUP 8.5 Notification of altered circumstances relating to waivers
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SUP TP 9 Transitional Provisions in relation to the MiFID Regulation
As Published: 2017
SUP TP 9 Transitional Provisions in relation to the MiFID Regulation
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SUP 10C Annex 5R Form C: Notice of ceasing to perform controlled functions including senior management functions
As Published: 2018
SUP 10C Annex 5R Form C: Notice of ceasing to perform controlled functions including senior management functions
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SUP 10C Annex 8D Form I: Application to add, vary or remove a conditional approval for the performance of a senior management function
As Published: 2018
SUP 10C Annex 8D Form I: Application to add, vary or remove a conditional approval for the performance of a senior management function
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SUP 12 Annex 3 Appointed representative appointment form
As Published: 2004
SUP 12 Annex 3 Appointed representative appointment form
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SUP 6 Annex 6 Cancellation of permission application form
As Published: 2004
SUP 6 Annex 6 Cancellation of permission application form
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SUP 10C Annex 3D Form A: Application to perform senior management functions
As Published: 2015
SUP 10C Annex 3D Form A: Application to perform senior management functions
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SUP 10A Annex 8 Form E: Internal transfer of an approved person [deleted]
As Published: 2015
SUP 10A Annex 8 Form E: Internal transfer of an approved person [deleted]
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SUP TP 14 Transitional provisions relating to financial promotion notifications and reports
As Published: 2023
SUP TP 14 Transitional provisions relating to financial promotion notifications and reports
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SUP 15B.5 Powers over Miscellaneous BM persons
As Published: 2018
SUP 15B.5 Powers over Miscellaneous BM persons
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SUP TP 12 Transitional provisions relating to tied agents
As Published: 2019
SUP TP 12 Transitional provisions relating to tied agents
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SUP 16 Annex 27C Authorised Payment Institution Capital Adequacy Return
As Published: 2018
SUP 16 Annex 27C Authorised Payment Institution Capital Adequacy Return
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SUP 15C.2 Request for exemption from the obligation to set up a contingency mechanism (Article 33(6) of the SCA RTS)
As Published: 2018
SUP 15C.2 Request for exemption from the obligation to set up a contingency mechanism (Article 33(6) of the SCA RTS)
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SUP 16 Annex 54G Guidance notes on the data items for FIN073 (the Baseline Financial Resilience Report)
As Published: 2023
SUP 16 Annex 54G Guidance notes on the data items for FIN073 (the Baseline Financial Resilience Report)
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SUP 10A Annex 1 Frequently asked questions [deleted]
As Published: 2015
SUP 10A Annex 1 Frequently asked questions [deleted]
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SUP 10A Annex 7 Form D: Notification of changes in personal information or application details and conduct breaches/disciplinary action related to conduct [deleted]
As Published: 2015
SUP 10A Annex 7 Form D: Notification of changes in personal information or application details and conduct breaches/disciplinary action related to conduct [deleted]
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SUP 15B.4 Applications for recognition of third country administrators
As Published: 2018
SUP 15B.4 Applications for recognition of third country administrators
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SUP 10A.9 Significant management functions [deleted]
As Published: 2014
SUP 10A.9 Significant management functions [deleted]
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SUP 10C Annex 7D Form E: Internal transfer of a person performing a controlled function
As Published: 2017
SUP 10C Annex 7D Form E: Internal transfer of a person performing a controlled function
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