SUP 10A.4 Specification of functions

SUP 10A.4.1R01/04/2013

Each of the functions described in SUP 10A.4.4 R (the table of FCA controlled function) is an FCA controlled function.

SUP 10A.4.2R07/12/2020

[deleted]10

8 4 8 2 2

SUP 10A.4.2AG10/12/2018

[deleted]8

SUP 10A.4.3G01/04/2013

The fact that a person may be FCA-approved for one purpose does not have the effect of bringing all his activities within that FCA controlled function.

SUP 10A.4.4R07/12/2020

FCA controlled functions

8(FCA controlled functions for 10appointed representatives)
Type	CF	Description of FCA controlled function
FCA governing functions*	1	Director function
	2	Non-executive director function
	3	Chief executive function
	4	Partner function
	5	Director of unincorporated association function
	9	9
9	9	9
	9	9
	9	9
	9	9
	7	7 1
	7	7 1
9	9	9
10	10	10
Customer-dealing function 3 3	30	Customer function
*FCA significant-influence functions

Select a Version:

Content Options:

View Options:

More Resources:

Alternative versions

SUP 10A.4 Specification of functions