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You are viewing the version of the document as on 2024-07-16.

SUP 10A.16 How to apply for approval and give notifications

SUP 10A.16.1DRP
  1. (1)

    This direction applies to an application under Form A or Form E.

  2. (2)

    An5 application 4must be made by submitting the Form in accordance with the requirements in SUP 10C.15 (Forms and other documents and how to submit them to the FCA) about the submission of those Forms6.

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  3. (2A)

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    1
  4. (3)

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  5. (4)

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  6. (5)

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    4
SUP 10A.16.2RRP
  1. (1)

    This rule applies to a notification under Form B,6 Form C or Form D.

  2. (2)

    A notification must be made in accordance with the requirements in SUP 10C.15 (Forms and other documents and how to submit them to the FCA) about the submission of those Forms6.

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  3. (3)

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SUP 10A.16.2AR

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SUP 10A.16.3GRP

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SUP 10A.16.4G

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