SUP 10.4 Specification of functions

SUP 10.4.1R01/12/2002

SUP 10.4.2G01/11/2007

[deleted]5

SUP 10.4.3G01/12/2002

The fact that a person may be approved for one purpose does not have the effect of bringing all his activities within that controlled function.

SUP 10.4.4G01/11/2007

[deleted]5

SUP 10.4.5R01/10/2011

Type	CF	Description of controlled function
Governing functions*	1	Director function
	2	Non-executive director function
	3	Chief executive function
	4	Partner function
	5	Director of unincorporated association function
	6	Small friendly society function
	5	[deleted]5 5
Required functions*	8	Apportionment and oversight function
	6	[deleted]6 6
	10	Compliance oversight function
8	10a	CASS operational oversight function
	11	Money laundering reporting function
	12	Actuarial function 3 3
	12A3	With-profits actuary function 3
	12B2	Lloyd's actuary function 2
Systems and controls function*5 5	285 5	Systems and controls function 5
	5	[deleted]5 5
	5	[deleted]5 9 5
Significant management function*	295 5	Significant management function 5 5
	5	[deleted]5 5
	5	[deleted]5 5
	5	[deleted]5 5
	5	[deleted]5 5
Customer functions	21	[deleted]4 4
	22	[deleted]4 4
	23	[deleted]4 4
	24	[deleted]4 4
	25	[deleted]4 4
	26	[deleted]4 4
	27	[deleted]4 7 4
	430	Customer function
*significant influence functions

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