Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2006-06-30

SIFA 7.5 Which Parts Of The Handbook Are Relevant?

SIFA 7.5.1G

Full details of the approved persons regime and the application process are in Chapter 6 of the Authorisation manual (AUTH) and Chapter 10 of the Supervision manual (SUP). For example, you may wish to refer to the following sections:

  • SUP 10.11.2 G and SUP 10 Annex 2 G highlight which form you should use and when.
  • SUP 10.3 to SUP 10.10 describe the 27 controlled functions and the boundaries of the approved persons regime.
  • SUP 10.11 to SUP 10.14 set out the procedures for applying for approval, changing the details that we hold about an approved person, and withdrawing from approval.
  • AUTH 6 Annex 1 G and SUP 10 Annex 1 G answer frequently asked questions on the requirements of the approved persons regime.