SIFA 5.5 Other Requirements
When evaluating whether you meet the requirements of Principle 3 you should also consider:
- Threshold Conditions (COND);
- Money Laundering Regulations 2003 (failure to comply is a criminal offence); and
- Money Laundering sourcebook (ML).
The following sections of the Guide are also relevant: |
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Threshold Conditions in 'Authorisation' - Chapter 6 |
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'Money Laundering' - Chapter 14 |
If you do mortgage or general insurance business you should also refer to MIGI 3. |
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