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  1. Point in time
    2006-05-06

SIFA 5.1 FSA Principles

SIFA 5.1.1G

The Principles set out in simple terms the fundamental or overarching standards (called high-level standards) that all firms must meet. The rest of the Handbook contains more detailed requirements that expand on these standards.

SIFA 5.1.2G

If a firm breaches one or more of the Principles it becomes liable to disciplinary sanctions. For example, a serious breach may result in your firm's authorisation being removed.

SIFA 5.1.3G

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SIFA 5.1.4G

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SIFA 5.1.5G

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SIFA 5.1.6G

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SIFA 5.1.7G

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SIFA 5.1.8G

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SIFA 5.1.9G

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SIFA 5.1.10G

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SIFA 5.1.11G

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SIFA 5.1.12G

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SIFA 5.1.13G

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SIFA 5.1.14G

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SIFA 5.1.15G

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SIFA 5.1.16G

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SIFA 5.1.17G

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SIFA 5.1.18G

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SIFA 5.1.19G

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