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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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SIFA 10.6 Maintaining Competence

SIFA 10.6.1G

Your firm needs arrangements in place to ensure an employee remains competent. These might include tests, role-plays, and performance indicators or file checks. It is up to the firm to determine the most suitable methods (TC 2.6).