SECN Sch 1 Recordkeeping requirements
It is not a complete statement of those requirements and should not be relied on as if it were.
Handbook reference |
Notifier |
Matter to be notified |
Originator and sponsor |
||
Originator and sponsor |
That a securitisation no longer meets STS criteria |
|
That the information submitted to a securitisation repository is incomplete or inconsistent That the securitisation repository has not received written confirmation from the reporting entity that all required information about the securitisation has been provided to the securitisation repository |
||
Any planned material changes to the applicant’s information technology systems, before their implementation |
||
Any breaches in the applicant’s physical and electronic security measures Incident report, indicating the nature and details of the incident, the measures adopted to cope with the incident and the initiatives taken to prevent similar incidents |