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    2024-11-04

SECN 9 Annex 1D Applications for registration as a securitisation repository

Table 1: General information

Date of application

Corporate name of the securitisation repository

Place of incorporation and scope of business activity

Legal entity identifier (LEI) registered with the Global Legal Entity Identifier Foundation

Legal address of the securitisation repository

Legal address of any subsidiaries of the securitisation repository

Legal address of any branches of the securitisation repository

Uniform resource locator (URL) of the securitisation repository’s website

The securitisation types, risk transfer methods and underlying exposure types for which the applicant repository is applying to be registered

If the applicant is authorised or registered in the United Kingdom, the reference number related to the authorisation or registration

Name of the person(s) responsible for the application

Contact details of the person(s) responsible for the application

Name of the person(s) responsible for the securitisation repository compliance (or any other staff involved in compliance assessments for the securitisation repository)

Contact details of the person(s) responsible for the securitisation repository compliance, or any other staff involved in compliance assessments for the securitisation repository, in relation to its provision of core securitisation services

Name of any parent undertaking

LEI registered with the Global Legal Entity Identifier Foundation of any parent undertaking

Legal address of any parent undertaking

Table 2:

Document references For all information required in SECN 9.6, except SECN 9.6.2D(2)(a), (b), (c), (e), (f), (h) and (i) and SECN 9.6.7D(2)

Provision of SECN 9.6.1D to SECN 9.6.29D containing the information requirement to which the document relates

Unique reference number of document

Title of the document

Chapter, section or page of the document where the information is provided or reason why the information is not provided