Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2024-11-19.

SECN 13.3 Applications for dispensation or modification of rules

SECN 13.3.1R

The application in SECN 13.2.1R(1) must set out:

  1. (1)

    the rules which the applicant seeks a dispensation for; or

  2. (2)

    the modification of rules sought.

SECN 13.3.2D
  1. (1)

    The application must be made in the manner and form made available by the FCA from time to time.

  2. (2)

    The application must be accompanied by such information or documents as reasonably required by the FCA.

  3. (3)

    The FCA may request further information and documents as it reasonably considers to be necessary to determine the application.

SECN 13.3.3G

Different forms or information may be required in relation to different applications, or categories of application.